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Series 6 Certification Prep

Preparation study guide for the Financial Industry Regulatory Authority (FINRA) Series 6 Securities certificat...

$ 1.99

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Preparation study guide for the Financial Industry Regulatory Authority
(FINRA) Series 6 Securities certification exams.


The Series 6 Guide & Prep app is a study guide that helps prepare you to sell
mutual funds, variable annuities and insurance premiums. General Securities
Representative Exam, commonly referred to as the Series 6 Exam.


The FINRA exams cover a broad range of investments including covers topics on
mutual funds, variable annuities, securities and tax regulations, retirement
plans and insurance products.


Includes more than 750 multiple choice quiz questions and 750 flashcards.
Includes glossary with common terms and definitions in seven (7) learning
modules for securities brokers.


Module 1: Securities and Markets

Module 2: Securities and Tax Regulations

Module 3: Customers, Sales and Marketing

Module 4: Packaging and Annuities

Module 5: Customer Accounts

Module 6: Securities & Business Concepts

Module 7: Economics and Analysis


Completion of the Series 6 exam provides an individual with the qualifications
necessary in order to register as a limited representative and sell mutual
funds, variable annuities and insurance premiums. Holders of the Series 6
license are not permitted to sell corporate or municipal securities, direct
participation programs and options.

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4 reviews

Last update

Feb. 15, 2013

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